As CCM’s outsourced chief compliance officer, Stefanie is responsible for overseeing all firm- and mutual fund-related compliance. She is responsible for regulatory developments and best practices and helps integrate such practices into the firm’s business. She provides leadership and strategy to the firm’s compliance, risk management, control and governance functions. Stefanie is a member of CCM’s Compliance Committee and Enterprise Risk Management Committee.
Biography:
Stefanie has worked with registered mutual funds, hedge funds, private pooled vehicles, institutional and retail separate accounts, and wrap account programs. She has also developed compliance programs, including the creation of comprehensive policies and procedures and oversight of operational implementation. Stefanie received her B.S.B.A from the University of Delaware and a J.D. from the Widener Law School.