As CCM’s outsourced chief compliance officer, Stefanie oversees compliance across the firm and its mutual funds. She monitors regulatory developments and best practices, ensuring their integration into the firm’s operations. She provides leadership and strategic direction for the firm’s compliance, risk management, control, and governance functions. She is a member of the firm’s Compliance Committee and Enterprise Risk Management Committee.
Biography:
Stefanie has extensive experience working with registered mutual funds, hedge funds, private pooled vehicles, institutional and retail separate accounts, and wrap account programs. She has also developed compliance programs, including creating comprehensive policies and procedures and overseeing their operational implementation. Stefanie received her B.S.B.A from the University of Delaware and a J.D. from the Widener Law School.