As a senior operations and compliance manager, Fran oversees middle- and back-office functions, including daily cash and reconciliation reports, trade settlement, cash management, and reporting for CCM’s mutual funds and separate accounts. She supports the firm’s trade processes, data management, and portfolio operations. Additionally, Fran manages firm- and fund-related compliance, ensuring adherence to regulatory reporting developments, requirements, and best practices. She is a member of the firm’s DEI Committee.
Biography
Fran joined CCM from Citi where served as vice president of business risk and controls. In this role, she evaluated emerging risks across business units, including wealth management, private banking, and operations and addressed control gaps by developing corrective action plans with comprehensive root cause analysis. Before her tenure at Citi, she held various roles at RBC, NOMURA, Lehman, Merril Lynch, and other prominent financial institutions. Fran received her B.A in Business/Political Science from Pace University.